Practical. Insightful. Experienced.
Joel is a seasoned attorney with deep expertise in federal and state securities laws.
Drawing from his experience as a former securities regulator in the New Hampshire Bureau of Securities Regulation, he offers clients practical insights to navigate complex financial markets successfully.
What he's great at
Joel specializes in a range of services, including:
- Capital-Raising Transactions
- Assisting operating companies in structuring and executing early and later-stage financing.
- Preparing comprehensive disclosure documents to ensure compliance and transparency.
- Private Investment Fund Formation & Compliance
- Advising on the formation of private investment funds.
- Providing guidance on regulatory compliance to mitigate risks.
- Investor Due Diligence & Deal Negotiation
- Helping institutions and high-net-worth individuals review offering documents and negotiating side letters.
- Conducting thorough due diligence and negotiating favorable deal terms.
- Financial Institution & Investment Adviser Counsel
- Providing strategic advice on mergers and acquisitions.
- Counseling on organization, registration, and compliance matters.
- Regulatory Defense
- Defending brokers and advisers in connection with regulatory exams and enforcement proceedings.
His broad experience enables him to deliver tailored solutions that align with clients’ strategic objectives.
How he delivers
Joel’s client-centric approach emphasizes clear communication, meticulous attention to detail, and a deep understanding of each client’s unique needs and goals. He is known for his ability to simplify complex legal concepts, making them accessible to clients without legal backgrounds. His background in both regulatory and private practice settings enhances his capacity to provide practical, real-world solutions.
Why you'll enjoy working with him
Clients value Joel’s approachable demeanor and unwavering commitment to achieving favorable outcomes. He is known for his responsiveness, strategic thinking, and ability to navigate intricate legal challenges. Joel’s diverse background, including experience as an institutional fund accountant, enriches his perspective and enhances his ability to connect with clients on various levels.
Who he is off the clock
Outside of his legal practice, Joel enjoys spending time in the great outdoors. In the winter, he can be found skiing or snowboarding, while in the summer, he enjoys boating and playing golf. His active lifestyle reflects his dynamic approach to both his personal and professional life.